Prior to becoming a Notary Public and licensed Title Insurance Producer Independent Contractor in the state of Maryland I spent 27 years in the financial services industry starting with Alex Brown & Sons in 1998 and eventually moving on to take leadership roles in compliance, supervision, and administration with several large wire-houses and Independent Broker Dealers such as Legg Mason, T. Rowe Price, Ferris, Baker Watts, Inc., UBS, Morgan Stanley, Horner, Townsend & Kent, LLC (Penn Mutual Life Co.), Kestra Financial, Park Ave Securities (Guardian Life Co.), and Osaic. In addition to being a Chartered Retirement Planning Counselor, CRPC™ through the College of Financial Planning and a Maryland Licensed Life and Health Insurance Agent, I successfully passed the following FINRA registration examinations: Series 66, 7, 9, 10, 14, and 24.
